LEADER 01663nam a2200361 a 4500
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008 080310s2004 ne a o 001 0 eng d
020 |a 9780750654876  |q (electronic bk.) 
020 |a 0750654872  |q (electronic bk.) 
020 |a 9780080516004  |q (electronic bk.) 
020 |a 0080516009  |q (electronic bk.) 
020 |a 1282381318 
020 |a 9781282381315 
040 |a OPELS  |b eng  |e pn 
050 4 |a KD1774  |b .L63 2004eb 
100 1 |a Loader, David. 
245 1 0 |a Regulation and compliance in operations /  |c David Loader. 
260 |a Amsterdam ;  |b Elsevier Butterworth-Heinemann,  |c 2004.  |a London ;  |a Boston : 
300 |a 1 online resource (xv, 182 pages) :  |b illustrations. 
490 1 |a Elsevier finance 
500 |a Includes index. 
505 0 |a Preface; What is regulation? -- the practical view; Regulation and compliance in different markets; Compliance and operations; Client protection; Money laundering; Fraud and insider dealing; Operations and breaches of regulations; The future; Appendices; Glossary. 
650 0 |a Securities industry  |x Law and legislation  |z Great Britain. 
650 0 |a Securities industry  |x Self-regulation  |z Great Britain. 
650 7 |a LAW  |x Administrative Law & Regulatory Practice. 
650 7 |a Securities industry  |x Law and legislation. 
650 7 |a Securities industry  |x Self-regulation. 
650 7 |a Finanças. 
650 7 |a Operação financeira. 
651 7 |a Great Britain. 
856 4 0 |a Administração industrial.  |u http://search.ebscohost.com/login.aspx?direct=true&scope=site&db=nlebk&AN=104722 
952 |a CY-NiOUC  |b 5a0467936c5ad14ac1ef0fea  |c 998a  |d 945l  |e -  |t 1  |x m  |z Books